Estate Planning/Wealth Management Services 

Portfolio Review
We provide a complete analysis of your investments and help develop a plan designed to suit your objectives and risk tolerance to help you pursue your goals. 

Estate and Tax Planning Reviews 
Stifel’s estate and tax planning professionals can review your existing estate planning documents and tax returns, identifying areas for consideration and discussion with your legal and tax professionals that may reduce federal estate taxes, probate fees, and other tax liability.  Discussion points may also involve your plan for transferring your estate to your intended heirs and establishing beneficiary designations.  Stifel’s estate and tax planning professionals are available to work with your attorney, CPA, trust officer, and Stifel Financial Advisor to help ensure that all of your planning is in order.

Insurance Review and Analysis
We will review your life insurance and disability income policies to provide a concise look at the benefits to you and your family. We will help make sure that the beneficiary designations are properly drafted and that the ownership of the contracts is tax efficient. 

Retirement Plan Analysis
By analyzing your accumulation and distribution strategies, we can assist in developing a plan to help maximize your current assets and tax deferrals while minimizing potential estate taxes and costs to your heirs. We specialize in deferred compensation and defined benefit plans, which can greatly increase our clients’ allowable pretax contribution to qualified retirement plans.

Goal Funding Analysis
Whether you are planning for a big event, funding a loved one’s college education, or investing to pursue a lifelong dream, we will work with you to develop a plan of action that will help you pursue your goals.

Investment Banking Services

Investment Banking
Raises equity and debt capital in the public and private markets, as well as structures and negotiates mergers, acquisitions, and divestitures for both privately held and public companies.

Fixed Income Sales & Trading
Offers a full spectrum of products and services spanning the areas of trading, research, and portfolio management.  

Corporate Executive Services

Stifel possesses the deep experience and resources required to offer guidance and support to corporations and their executives as they face the varied, and often complicated, issues relating to employee ownership of their company’s stock. Stifel is equipped to handle such complex issues on both a corporate and an individual basis, such as Cashless Stock Option Exercises, Control & Restricted Stock Sales, Rule 10b5-1 Plans, and Lending on Control & Restricted Stock.

Stifel does not provide legal or tax advice. You should consult with your legal and tax advisors regarding your particular situation.